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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

RCB 4.2 Enforcement powers and penalties

As Published: 2008

RCB 4.2 Enforcement powers and penalties

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

CASS 5.3 Statutory trust

As Published: 2004

CASS 5.3 Statutory trust

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

FEES 1.1 Application and Purpose

As Published: 2005

FEES 1.1 Application and Purpose

PERG 4.8 Administering a regulated mortgage contract

As Published: 2005

PERG 4.8 Administering a regulated mortgage contract

SYSC 4.2 Persons who effectively direct the business

As Published: 2002

SYSC 4.2 Persons who effectively direct the business

REC 4.4 Complaints

As Published: 2001

REC 4.4 Complaints

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms