Search Result

481 - 500 of 876 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 7.5 Schemes or sub-funds that are not commercially viable

As Published: 2004

COLL 7.5 Schemes or sub-funds that are not commercially viable

PERG 11.1 Background

As Published: 2006

PERG 11.1 Background

COLL 8.6 Termination, suspension, and schemes of arrangement

As Published: 2004

COLL 8.6 Termination, suspension, and schemes of arrangement

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

DTR 1.3 Information gathering and publication

As Published: 2005

DTR 1.3 Information gathering and publication

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

COLL 3.1 Introduction

As Published: 2004

COLL 3.1 Introduction

DISP 4.2 Standard terms

As Published: 2005

DISP 4.2 Standard terms

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

As Published: 2005

PERG 8.27 Advice to be given to persons in their capacity as investors (on the merits of their investing as principal or agent)

FEES 2.2 Late Payments and Recovery of Unpaid Fees

As Published: 2006

FEES 2.2 Late Payments and Recovery of Unpaid Fees

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

RCB 4.1 Application and purpose

As Published: 2008

RCB 4.1 Application and purpose

SUP 15.5 Core information requirements

As Published: 2005

SUP 15.5 Core information requirements

DTR 5.9 Filing of information with competent authority

As Published: 2007

DTR 5.9 Filing of information with competent authority

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports