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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 6.7 Examples

As Published: 2005

PERG 6.7 Examples

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DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

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DTR 6.4 Choice of Home State and notifications by third country issuers

As Published: 2007

DTR 6.4 Choice of Home State and notifications by third country issuers

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REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

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LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

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DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

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Effective Period

Similar To

FIT 1.3 Assessing fitness and propriety

SUP 6.5 Ending authorisation

PERG 5.1 Application and purpose

SUP 12.5 Contracts: required terms

REC 6.6 Supervision

SUP 2.2 Information gathering by the FSA on its own initiative: background

DTR 5.4 Aggregation of managed holdings

PERG 9.6 The investment condition (section 236(3) of the Act): general

PR 2.3 Minimum information to be included in a prospectus

SUP 15.6 Inaccurate, false or misleading information

SUP 11.7 Acquisition or increase of control: approval procedures

SUP 12.8 Termination of a relationship with an appointed representative or EEA tied agent

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading