Search Result

981 - 1000 of 1032 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 5.2 Purpose

As Published: 2007

MAR 5.2 Purpose

LR 3.1 Application

As Published: 2005

LR 3.1 Application

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

ICOBS 2.3 Inducements

As Published: 2008

ICOBS 2.3 Inducements

COBS 12.3 Non-independent research

As Published: 2007

COBS 12.3 Non-independent research

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

ICOBS 7.2 Effects of cancellation

As Published: 2008

ICOBS 7.2 Effects of cancellation

MCOB 4.2 Purpose

As Published: 2006

MCOB 4.2 Purpose

DISP 3.4 Referring a complaint to another complaints scheme

As Published: 2008

DISP 3.4 Referring a complaint to another complaints scheme

DISP 1.8 Complaints time barring rule

As Published: 2008

DISP 1.8 Complaints time barring rule

COLL 4.1 Introduction

As Published: 2004

COLL 4.1 Introduction

DEPP 3.3 Straightforward decisions

As Published: 2007

DEPP 3.3 Straightforward decisions

COBS 4.3 Financial promotions to be identifiable as such

As Published: 2007

COBS 4.3 Financial promotions to be identifiable as such

COBS 15.4 Effects of cancellation

As Published: 2007

COBS 15.4 Effects of cancellation

PERG 6.1 Application

As Published: 2005

PERG 6.1 Application

LR 8.1 Application

As Published: 2005

LR 8.1 Application

DTR 5.5 Acquisition or disposal by issuer of shares

As Published: 2007

DTR 5.5 Acquisition or disposal by issuer of shares

RCB 3.1 Application and Purpose

As Published: 2008

RCB 3.1 Application and Purpose

COBS 10.6 When a firm need not assess appropriateness

As Published: 2007

COBS 10.6 When a firm need not assess appropriateness

COBS 13.4 Contents of a key features illustration

As Published: 2007

COBS 13.4 Contents of a key features illustration