Search Result

641 - 660 of 1005 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

As Published: 2005

PERG 8.13 Exemptions applying to financial promotions concerning deposits and certain contracts of insurance

PERG 8.33 Introducing

As Published: 2007

PERG 8.33 Introducing

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its assistance obtained

MCOB 8.3 Application of rules in MCOB 4

As Published: 2004

MCOB 8.3 Application of rules in MCOB 4

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

PERG 8.19 Additional restriction on the promotion of life policies

As Published: 2005

PERG 8.19 Additional restriction on the promotion of life policies

COBS 19.4 Open market options

As Published: 2007

COBS 19.4 Open market options

BIPRU 11.2 Basis of disclosures

As Published: 2007

BIPRU 11.2 Basis of disclosures

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

PERG 5.10 Renewals

As Published: 2005

PERG 5.10 Renewals

DEPP 6.4 Financial penalty or public censure

As Published: 2007

DEPP 6.4 Financial penalty or public censure

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

MCOB 1.1 Application and purpose

As Published: 2006

MCOB 1.1 Application and purpose

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

LR 19.2 Requirements for listing

As Published: 2005

LR 19.2 Requirements for listing