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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.5 Auditors' independence

As Published: 2008

SUP 3.5 Auditors' independence

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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DTR 1A.3 FSA may require the publication of information

As Published: 2007

DTR 1A.3 FSA may require the publication of information

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ICOBS 2.4 Record-keeping

As Published: 2008

ICOBS 2.4 Record-keeping

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SUP 14.4 Notices of proposed changes: form and delivery

As Published: 2001

SUP 14.4 Notices of proposed changes: form and delivery

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DTR 5.6 Disclosures by issuers

As Published: 2007

DTR 5.6 Disclosures by issuers

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ICOBS 8.1 Insurers: general

As Published: 2007

ICOBS 8.1 Insurers: general

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MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

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PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

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REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

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PERG 1.3 Status of guidance

As Published: 2005

PERG 1.3 Status of guidance

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PERG 6.2 Purpose of guidance

As Published: 2005

PERG 6.2 Purpose of guidance

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REC 3.25 Significant breaches of rules and disorderly trading conditions

As Published: 2007

REC 3.25 Significant breaches of rules and disorderly trading conditions

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REC 3.17 Inability to discharge regulatory functions

As Published: 2001

REC 3.17 Inability to discharge regulatory functions

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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SUP 16.2 Purpose

As Published: 2001

SUP 16.2 Purpose

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DISP 3.8 Dealing with information

As Published: 2004

DISP 3.8 Dealing with information

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REC 3.10 Complaints

As Published: 2001

REC 3.10 Complaints

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

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