Search Result

601 - 620 of 874 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

ICOBS 2.2 Communications to clients and financial promotions

As Published: 2008

ICOBS 2.2 Communications to clients and financial promotions

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

PERG 6.6 The factors

As Published: 2005

PERG 6.6 The factors

PERG 9.4 Collective investment scheme (section 235 of the Act)

As Published: 2005

PERG 9.4 Collective investment scheme (section 235 of the Act)

DEPP 2.4 Third party rights and access to FSA material

As Published: 2007

DEPP 2.4 Third party rights and access to FSA material

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

As Published: 2006

LR 9.7A Preliminary statement of annual results, statement of dividends and half-yearly reports

COBS 19.4 Open market options

As Published: 2007

COBS 19.4 Open market options

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

COLL 5.5 Cash, borrowing, lending and other provisions

As Published: 2006

COLL 5.5 Cash, borrowing, lending and other provisions

INSPRU 1.2 Mathematical reserves

As Published: 2006

INSPRU 1.2 Mathematical reserves

BIPRU 1.2 Definition of the trading book

As Published: 2007

BIPRU 1.2 Definition of the trading book

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

As Published: 2007

TC App 1.1 Activities and Products/Sectors to which TC applies subject to TC Appendices 2 and 3

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose