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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

COBS 18.1 Trustee Firms

As Published: 2007

COBS 18.1 Trustee Firms

TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

PERG 6.3 Background

As Published: 2005

PERG 6.3 Background

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

COLL 7.6 Schemes of arrangement

As Published: 2004

COLL 7.6 Schemes of arrangement

DEPP 1.1 Application and Purpose

As Published: 2007

DEPP 1.1 Application and Purpose

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

As Published: 2005

PERG 8.29 Advice must relate to the merits (of buying or selling a particular investment)

RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

DEPP 7.2 Interviews

As Published: 2007

DEPP 7.2 Interviews

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

SYSC 13.9 Outsourcing

As Published: 2006

SYSC 13.9 Outsourcing

LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

SUP 15.9 Notifications by members of financial conglomerates

As Published: 2004

SUP 15.9 Notifications by members of financial conglomerates

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

MCOB 2.6A Protecting customers' interests: home purchase plans and home reversion plans

As Published: 2006

MCOB 2.6A Protecting customers' interests: home purchase plans and home reversion plans

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements