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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

SUP 15.1 Application

As Published: 2002

SUP 15.1 Application

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

BIPRU 1.3 Applications for advanced approaches

As Published: 2006

BIPRU 1.3 Applications for advanced approaches

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

SUP 11.5 Form of notification by firms

As Published: 2004

SUP 11.5 Form of notification by firms

MAR 4.4 Exceptions

As Published: 2001

MAR 4.4 Exceptions

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

SUP App 3.2 Purpose

As Published: 2004

SUP App 3.2 Purpose

DEPP 7.2 Interviews

As Published: 2007

DEPP 7.2 Interviews

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

COBS 4.10 Systems and controls and approving and communicating financial promotions

As Published: 2007

COBS 4.10 Systems and controls and approving and communicating financial promotions

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

REC 4.3 Risk assessments for UK recognised bodies

As Published: 2001

REC 4.3 Risk assessments for UK recognised bodies