Search Result

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

…

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

…

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

…

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

…

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

…

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

…

Search Term(s)

Filter by Topics

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

SUP 4.5 Provisions applicable to all actuaries

FEES 6.1 Application

PERG 9.4 Collective investment scheme (section 235 of the Act)

SYSC 6.3 Financial crime

REC 3.21 Criminal offences and civil prohibitions

PR 5.6 Miscellaneous

PERG 9.6 The investment condition (section 236(3) of the Act): general

PERG 5.10 Renewals

MCOB 12.2 Purpose

DTR 6.2 Filing information and use of language

REC 3.6 Constitution and governance

REC 2.7 Access to facilities

SUP 7.1 Application and purpose

REC 6.5 FSA decision on recognition

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 5.4 Appointment and reporting process

REC 1.2 Purpose, status and quotations

SUP 4.3 Appointment of actuaries

DEPP 4.1 Executive decision maker

PERG 13.3 Investment Services and Activities