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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

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SUP 16.10 Verification of standing data

As Published: 2004

SUP 16.10 Verification of standing data

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DISP 2.6 What is the territorial scope of the relevant jurisdiction?

As Published: 2003

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

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SUP 13A.7 Top-up permission

As Published: 2007

SUP 13A.7 Top-up permission

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REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

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REC 4.4 Complaints

SYSC 10.1 Application

MCOB 1.2 General application: who? what?

DTR 1A.4 Fees

SUP 13.11 Record keeping

GEN 1.2 Referring to approval by the FSA

SUP 8.6 Publication of waivers

SUP 5.5 Duties of firms

SUP 11.8 Changes in the circumstances of existing controllers

SUP 13.5 Notices of intention

FEES 6.2 Exemption

PERG 8.1 Application and purpose

REC 3.20 Disciplinary action relating to members

DEPP 6.7 Discount for early settlement

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

SUP 16.10 Verification of standing data

DISP 2.6 What is the territorial scope of the relevant jurisdiction?

SUP 13A.7 Top-up permission

REC 5.1 Introduction and legal background