Search Result

321 - 340 of 907 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

ICOBS 1.1 The general application rule

As Published: 2007

ICOBS 1.1 The general application rule

COBS 9.6 Special rules for giving basic advice on a stakeholder product

As Published: 2007

COBS 9.6 Special rules for giving basic advice on a stakeholder product

CASS 1.2 General application: who? what?

As Published: 2003

CASS 1.2 General application: who? what?

SUP 15.2 Purpose

As Published: 2005

SUP 15.2 Purpose

INSPRU 3.1 Market risk in insurance

As Published: 2006

INSPRU 3.1 Market risk in insurance

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

COBS 6.4 Disclosure of charges, remuneration and commission

As Published: 2007

COBS 6.4 Disclosure of charges, remuneration and commission

RCB 3.5 Other notifications

As Published: 2008

RCB 3.5 Other notifications

COBS 6.3 Disclosing information about services, fees and commission – packaged products

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission – packaged products

PERG 1.5 What other guidance about the perimeter is available from the FSA?

As Published: 2006

PERG 1.5 What other guidance about the perimeter is available from the FSA?

PRIN 3.1 Who?

As Published: 2007

PRIN 3.1 Who?

GEN 6.1 Insurance against financial penalties

As Published: 2003

GEN 6.1 Insurance against financial penalties

TC 1.1 Who, what and where?

As Published: 2002

TC 1.1 Who, what and where?

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

ICOBS 4.3 Fee disclosure

As Published: 2008

ICOBS 4.3 Fee disclosure