Search Result

301 - 320 of 932 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 1.4 General guidance to be found in PERG

As Published: 2006

PERG 1.4 General guidance to be found in PERG

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

LR 1.3 Information gathering and publication

As Published: 2005

LR 1.3 Information gathering and publication

LR 9.3 Continuing obligations - holders

As Published: 2006

LR 9.3 Continuing obligations - holders

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

PERG 8.31 Exclusions for advising on investments

As Published: 2007

PERG 8.31 Exclusions for advising on investments

PRIN 3.2 What?

As Published: 2004

PRIN 3.2 What?

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

REC 3.13 Delegation of relevant functions

As Published: 2001

REC 3.13 Delegation of relevant functions

REC 3.5 Disciplinary action and events relating to key individuals

As Published: 2001

REC 3.5 Disciplinary action and events relating to key individuals

CRED 10.1 Application and purpose

As Published: 2003

CRED 10.1 Application and purpose

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

DTR 6.1 Information requirements for issuers of shares and debt securities

As Published: 2006

DTR 6.1 Information requirements for issuers of shares and debt securities

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

COLL 7.1 Introduction

As Published: 2007

COLL 7.1 Introduction

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose