Search Result

301 - 320 of 791 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

MAR 1.1 Application and interpretation

As Published: 2002

MAR 1.1 Application and interpretation

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

PERG 7.1 Application and purpose

As Published: 2006

PERG 7.1 Application and purpose

PERG 5.3 Contracts of insurance

As Published: 2005

PERG 5.3 Contracts of insurance

COBS 10.3 Warning the client

As Published: 2007

COBS 10.3 Warning the client

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

COBS 6.3 Disclosing information about services, fees and commission – packaged products

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission – packaged products

PRIN 2.1 The Principles

As Published: 2001

PRIN 2.1 The Principles

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

PERG 5.8 The regulated activities: advising on contracts of insurance

As Published: 2005

PERG 5.8 The regulated activities: advising on contracts of insurance

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP 4.2 Purpose

As Published: 2001

SUP 4.2 Purpose

SUP App 3.3 Background

As Published: 2004

SUP App 3.3 Background

PERG 12.2 Establishing, operating or winding up a personal pension scheme

As Published: 2006

PERG 12.2 Establishing, operating or winding up a personal pension scheme

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report