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SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

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SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

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SUP 6.2 Introduction

As Published: 2005

SUP 6.2 Introduction

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SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

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REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE

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REC 4.7 The section 297 power to revoke recognition

As Published: 2007

REC 4.7 The section 297 power to revoke recognition

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SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

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FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

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MAR 1.4 Market abuse (improper disclosure)

PERG 8.26 The investment must be a particular investment

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

COBS 11.5 Record keeping: client orders and transactions

COBS 4.11 Record keeping: financial promotion

SUP App 2.15 Run-off plans for closed with-profits funds

PERG 8.10 Types of financial promotion

SUP 17.2 Making transaction reports

LR 2.2 Requirements for all securities

PERG 8.21 Company statements, announcements and briefings

MIPRU 4.4 Calculation of capital resources

PERG 11.2 Guidance on property investment clubs

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order