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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

SUP 7.3 Criteria for varying a firm's permission

As Published: 2004

SUP 7.3 Criteria for varying a firm's permission

PR 5.5 Persons responsible for a prospectus

As Published: 2005

PR 5.5 Persons responsible for a prospectus

LR 13.6 Related party circulars

As Published: 2007

LR 13.6 Related party circulars

PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

LR 4.2 Contents and format of listing particulars

As Published: 2005

LR 4.2 Contents and format of listing particulars

PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

PERG 5.11 Other aspects of exclusions

As Published: 2006

PERG 5.11 Other aspects of exclusions

SUP 8.9 Decision making

As Published: 2004

SUP 8.9 Decision making

RCB 3.3 Asset pool notifications

As Published: 2008

RCB 3.3 Asset pool notifications

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

DEPP 3.2 The operation of the RDC

As Published: 2007

DEPP 3.2 The operation of the RDC

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing