Search Result

201 - 220 of 675 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 11.1 Application

As Published: 2001

SUP 11.1 Application

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

LR 15.6 Notifications and periodic financial information

As Published: 2007

LR 15.6 Notifications and periodic financial information

PR App 3.1

As Published: 2005

PR App 3.1

COBS 6.1 Information about the firm and compensation information

As Published: 2007

COBS 6.1 Information about the firm and compensation information

COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

COBS 7.2 Information to be provided by the insurance intermediary

As Published: 2007

COBS 7.2 Information to be provided by the insurance intermediary

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

LR 9.3 Continuing obligations - holders

As Published: 2006

LR 9.3 Continuing obligations - holders

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

DISP 3.9 Delegation of the Ombudsman's powers

As Published: 2003

DISP 3.9 Delegation of the Ombudsman's powers

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SUP 13.1 Application and purpose

As Published: 2001

SUP 13.1 Application and purpose