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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

SYSC 10.2 Chinese walls

As Published: 2007

SYSC 10.2 Chinese walls

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

SYSC 13.6 People

As Published: 2007

SYSC 13.6 People

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

PERG 1.2 Introduction

As Published: 2007

PERG 1.2 Introduction

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

REC 3.1 Application and purpose

As Published: 2001

REC 3.1 Application and purpose

PERG 4.11 Link between activities and the United Kingdom

As Published: 2007

PERG 4.11 Link between activities and the United Kingdom

SUP 5.4 Appointment and reporting process

As Published: 2001

SUP 5.4 Appointment and reporting process

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its assistance obtained

APER 4.2 Statement of Principle 2

As Published: 2005

APER 4.2 Statement of Principle 2

PERG 9.1 Application and Purpose

As Published: 2007

PERG 9.1 Application and Purpose

APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

BIPRU 11.5 Technical criteria on disclosure: General requirements

As Published: 2007

BIPRU 11.5 Technical criteria on disclosure: General requirements

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC

As Published: 2004

COLL 7.3 Winding up a solvent ICVC and terminating a sub-fund of an ICVC