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Section Provision

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

…

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

…

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

…

BIPRU 7.4 Commodity PRR

As Published: 2007

BIPRU 7.4 Commodity PRR

…

PR App 1.1

As Published: 2005

PR App 1.1

…

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

…

SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

…

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

…

REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

…

LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

…

REC 4.6 The section 296 power to give directions

As Published: 2007

REC 4.6 The section 296 power to give directions

…

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

…

REC 6.6 Supervision

As Published: 2001

REC 6.6 Supervision

…

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

…

DEPP 6.5 Determining the appropriate level of financial penalty

As Published: 2008

DEPP 6.5 Determining the appropriate level of financial penalty

…

PERG 13.2 General

As Published: 2007

PERG 13.2 General

…

REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

…

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

As Published: 2004

SUP App 3.9 Mapping of MiFID, Banking Consolidation Directive, UCITS Directive and Insurance Mediation Directive to the Regulated Activities Order

…

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

…

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

…

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