Search Result

181 - 200 of 896 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

As Published: 2006

COLL 5.6 Investment powers and borrowing limits for non-UCITS retail schemes

GENPRU 3.2 Third-country groups

As Published: 2007

GENPRU 3.2 Third-country groups

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

SUP 16.1 Application

As Published: 2001

SUP 16.1 Application

PERG 8.1 Application and purpose

As Published: 2005

PERG 8.1 Application and purpose

PR 2.1 General contents of prospectus

As Published: 2005

PR 2.1 General contents of prospectus

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

RCB 6.1 Application and purpose

As Published: 2008

RCB 6.1 Application and purpose

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

LR 7.2 The Listing Principles

As Published: 2005

LR 7.2 The Listing Principles

REC 1.1 Application

As Published: 2005

REC 1.1 Application

BIPRU 9.4 Traditional securitisation

As Published: 2006

BIPRU 9.4 Traditional securitisation

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

SUP 9.1 Application and purpose

As Published: 2001

SUP 9.1 Application and purpose

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

DISP App 1.4 Policy reconstruction

As Published: 2008

DISP App 1.4 Policy reconstruction

MCOB 9.3 Pre-application disclosure

As Published: 2004

MCOB 9.3 Pre-application disclosure