Search Result

241 - 260 of 880 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.4 Link between activities and the United Kingdom

As Published: 2007

PERG 2.4 Link between activities and the United Kingdom

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

SUP 5.6 Confidential information and privilege

As Published: 2001

SUP 5.6 Confidential information and privilege

PERG 8.3 Financial promotion

As Published: 2005

PERG 8.3 Financial promotion

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

MAR 6.2 Purpose

As Published: 2007

MAR 6.2 Purpose

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

RCB 4.2 Enforcement powers and penalties

As Published: 2008

RCB 4.2 Enforcement powers and penalties

PERG 13.2 General

As Published: 2007

PERG 13.2 General

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID