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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.2 Introduction

As Published: 2007

PERG 8.2 Introduction

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SUP 3.6 Firms' cooperation with their auditors

As Published: 2007

SUP 3.6 Firms' cooperation with their auditors

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SUP 11.7 Acquisition or increase of control: approval procedures

As Published: 2004

SUP 11.7 Acquisition or increase of control: approval procedures

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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COBS 19.1 Pension transfers and opt-outs

As Published: 2007

COBS 19.1 Pension transfers and opt-outs

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COBS 4.1 Application

As Published: 2007

COBS 4.1 Application

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REC 2.9 Transaction recording

As Published: 2004

REC 2.9 Transaction recording

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COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

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SUP 4.1 Application

As Published: 2003

SUP 4.1 Application

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PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

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CASS 3.1 Application and Purpose

As Published: 2007

CASS 3.1 Application and Purpose

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PERG 8.34 The business test

As Published: 2005

PERG 8.34 The business test

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GENPRU 1.1 Application

As Published: 2006

GENPRU 1.1 Application

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LR 4.1 Application and Purpose

As Published: 2005

LR 4.1 Application and Purpose

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DISP 1.4 Complaints resolution rules

As Published: 2003

DISP 1.4 Complaints resolution rules

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ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

As Published: 2008

ICOBS 4.2 Additional requirements for protection policies for insurance intermediaries and insurers

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REC 3.21 Criminal offences and civil prohibitions

As Published: 2001

REC 3.21 Criminal offences and civil prohibitions

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REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

As Published: 2007

REC 4.2E Information: compliance of UK RIEs with the MiFID Regulation

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PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

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LR 1.1 Introduction

As Published: 2005

LR 1.1 Introduction

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