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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 3.18 Membership

As Published: 2001

REC 3.18 Membership

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PERG 8.35 Authorisation and exemption

As Published: 2007

PERG 8.35 Authorisation and exemption

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LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

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COBS 2.1 Acting honestly, fairly and professionally

As Published: 2007

COBS 2.1 Acting honestly, fairly and professionally

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DTR 6.2 Filing information and use of language

As Published: 2007

DTR 6.2 Filing information and use of language

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TC App 3.1 Circumstances in which TC does not apply

As Published: 2007

TC App 3.1 Circumstances in which TC does not apply

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COBS 14.3 Information about designated investments

As Published: 2007

COBS 14.3 Information about designated investments

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PRIN 1.1 Application and purpose

As Published: 2001

PRIN 1.1 Application and purpose

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FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

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PERG 14.8 Financial promotions

As Published: 2006

PERG 14.8 Financial promotions

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MAR 6.1 Application

As Published: 2007

MAR 6.1 Application

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MCOB 9.1 Application

As Published: 2005

MCOB 9.1 Application

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SYSC 13.10 Insurance

As Published: 2006

SYSC 13.10 Insurance

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SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

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RCB 3.2 Annual confirmations of compliance

As Published: 2008

RCB 3.2 Annual confirmations of compliance

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COBS 11.6 Use of dealing commission

As Published: 2007

COBS 11.6 Use of dealing commission

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SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

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ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers

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SUP 3.10 Duties of auditors: notification and report on client assets

As Published: 2004

SUP 3.10 Duties of auditors: notification and report on client assets

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COBS 15.5 Special situations

As Published: 2007

COBS 15.5 Special situations

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