Search Result

401 - 420 of 834 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GEN 4.1 Application

As Published: 2003

GEN 4.1 Application

SUP 13.10 Applicable provisions

As Published: 2001

SUP 13.10 Applicable provisions

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.5 Variation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

SUP 11.6 Subsequent notification requirements by firms

As Published: 2004

SUP 11.6 Subsequent notification requirements by firms

DTR 1A.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1A.2 Modifying rules and consulting the FSA

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

RCB 4.2 Enforcement powers and penalties

As Published: 2008

RCB 4.2 Enforcement powers and penalties

DEPP 2.3 Decision notices and second supervisory notices

As Published: 2007

DEPP 2.3 Decision notices and second supervisory notices

PERG 9.7 The investment condition: the 'reasonable investor'

As Published: 2005

PERG 9.7 The investment condition: the 'reasonable investor'

PERG 14.1 Background

As Published: 2006

PERG 14.1 Background

COLL 7.2 Suspension and restart of dealings

As Published: 2004

COLL 7.2 Suspension and restart of dealings

COBS 10.3 Warning the client

As Published: 2007

COBS 10.3 Warning the client

DISP 3.7 Awards by the Ombudsman

As Published: 2008

DISP 3.7 Awards by the Ombudsman

SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

LR 9.8 Annual financial report

As Published: 2006

LR 9.8 Annual financial report

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

SUP 15.7 Form and method of notification

As Published: 2002

SUP 15.7 Form and method of notification