Search Result

341 - 360 of 892 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 5.5 The regulated activities: dealing in contracts as agent

As Published: 2005

PERG 5.5 The regulated activities: dealing in contracts as agent

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

SUP 16.9 Appointed representatives annual report

As Published: 2002

SUP 16.9 Appointed representatives annual report

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

ICOBS 5.1 General

As Published: 2007

ICOBS 5.1 General

REC 3.4 Key individuals and internal organisation

As Published: 2007

REC 3.4 Key individuals and internal organisation

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

PERG 10.1 Background

As Published: 2006

PERG 10.1 Background

PR App 1.1

As Published: 2005

PR App 1.1

SYSC 12.1 Application

As Published: 2006

SYSC 12.1 Application

PERG 4.7 Entering into a regulated mortgage contract

As Published: 2005

PERG 4.7 Entering into a regulated mortgage contract

COBS 4.5 Communicating with retail clients

As Published: 2008

COBS 4.5 Communicating with retail clients

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

As Published: 2006

DTR 5.1 Notification of the acquisition or disposal of major shareholdings

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

PERG 14.4 Activities relating to home purchase plans

As Published: 2006

PERG 14.4 Activities relating to home purchase plans

SUP 14.8 Further guidance

As Published: 2001

SUP 14.8 Further guidance

PERG 14.6 Carrying on a regulated activity in the United Kingdom

As Published: 2006

PERG 14.6 Carrying on a regulated activity in the United Kingdom

PERG 14.3 Activities relating to home reversion plans

As Published: 2006

PERG 14.3 Activities relating to home reversion plans

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions