Search Result

321 - 340 of 571 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

As Published: 2006

BIPRU 8.3 Scope and basic consolidation requirements for non-EEA sub-groups

FEES 6.3 The FSCS's power to impose levies

As Published: 2006

FEES 6.3 The FSCS's power to impose levies

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

MCOB 4.9 Business loans

As Published: 2004

MCOB 4.9 Business loans

CRED 7.1 Application, purpose and interpretation

As Published: 2004

CRED 7.1 Application, purpose and interpretation

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

INSPRU 3.2 Derivatives in insurance

As Published: 2007

INSPRU 3.2 Derivatives in insurance

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

SUP 13.7 Changes to cross border services

As Published: 2001

SUP 13.7 Changes to cross border services

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

As Published: 2004

REC 2.12 Availability of relevant information and admission of financial instruments to trading (UK RIEs only)

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

CRED 1.1 The Credit Unions Sourcebook

As Published: 2003

CRED 1.1 The Credit Unions Sourcebook