Search Result

301 - 320 of 668 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 2.16A Operation of a multilateral trading facility

As Published: 2007

REC 2.16A Operation of a multilateral trading facility

MAR 5.5 Monitoring compliance with the rules of the MTF

As Published: 2003

MAR 5.5 Monitoring compliance with the rules of the MTF

LR App 1.1 Relevant definitions

As Published: 2005

LR App 1.1 Relevant definitions

DTR 2.1 Introduction and purpose

As Published: 2005

DTR 2.1 Introduction and purpose

DISP 1.1 Purpose and application

As Published: 2001

DISP 1.1 Purpose and application

SUP App 2.15 Run-off plans for closed with-profits funds

As Published: 2005

SUP App 2.15 Run-off plans for closed with-profits funds

CASS 5.6 Client money distribution

As Published: 2004

CASS 5.6 Client money distribution

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

PRIN 3.4 General

As Published: 2004

PRIN 3.4 General

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

COBS 12.1 Purpose and application

As Published: 2007

COBS 12.1 Purpose and application

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

As Published: 2005

LR App 2.1 The provisions outlined in LR App 2.1 in relation to fees are set out in FEES 3 and 4

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

REC 4.2A Publication of information by UK RIEs

As Published: 2007

REC 4.2A Publication of information by UK RIEs

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

LR 13.1 Preliminary

As Published: 2005

LR 13.1 Preliminary

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

FIT 2.2 Competence and capability

As Published: 2007

FIT 2.2 Competence and capability