Search Result

261 - 280 of 527 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COND 1.2 Purpose

As Published: 2007

COND 1.2 Purpose

APER 4.7 Statement of Principle 7

As Published: 2006

APER 4.7 Statement of Principle 7

SUP 13A.3 Qualifications for authorisation under the Act

As Published: 2007

SUP 13A.3 Qualifications for authorisation under the Act

COBS 18.11 Authorised professional firms

As Published: 2007

COBS 18.11 Authorised professional firms

COBS 16.3 Periodic reporting

As Published: 2007

COBS 16.3 Periodic reporting

CASS 6.4 Use of financial instruments

As Published: 2007

CASS 6.4 Use of financial instruments

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

CASS 8.1 Application

As Published: 2007

CASS 8.1 Application

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

As Published: 2007

MIPRU 2.2 Allocation of the responsibility for insurance mediation activity

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

PERG 13.5A Child trust funds and MiFID

As Published: 2008

PERG 13.5A Child trust funds and MiFID

MAR 1.2 Market Abuse: general

As Published: 2002

MAR 1.2 Market Abuse: general

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

DTR 6.3 Dissemination of information

As Published: 2007

DTR 6.3 Dissemination of information

SUP 2.4 'Mystery shopping'

As Published: 2005

SUP 2.4 'Mystery shopping'

FEES 2.1 Introduction

As Published: 2005

FEES 2.1 Introduction

COBS 8.1 Client agreements: designated investment business

As Published: 2007

COBS 8.1 Client agreements: designated investment business

CRED 2.2 Structure

As Published: 2007

CRED 2.2 Structure

COBS 18.2 Energy market activity and oil market activity

As Published: 2007

COBS 18.2 Energy market activity and oil market activity

COBS 3.2 Clients

As Published: 2008

COBS 3.2 Clients