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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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PERG 2.5 Investments and activities: general

As Published: 2006

PERG 2.5 Investments and activities: general

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LR 13.4 Class 1 circulars

As Published: 2007

LR 13.4 Class 1 circulars

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LR 9.6 Notifications

As Published: 2006

LR 9.6 Notifications

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SUP 18.4 Friendly Society transfers and amalgamations

As Published: 2001

SUP 18.4 Friendly Society transfers and amalgamations

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PERG 9.10 Significance of being an open-ended investment company

As Published: 2005

PERG 9.10 Significance of being an open-ended investment company

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

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COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

REC 2.5A Guidance on Public Interest Disclosure Act: Whistleblowing

PERG 4.6 Advising on regulated mortgage contracts

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

LR 17.4 [deleted]

LR 8.4 Role of a sponsor: transactions

PERG 8.18 Financial promotions concerning the Lloyd’s market

LR 2.1 Preliminary

LR 15.5 Transactions

COLL 6.2 Dealing

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

PERG 13.7 The territorial application of MiFID

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading