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Effective Period

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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 2.3 The business element

As Published: 2006

PERG 2.3 The business element

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SUP 5.1 Application and purpose

As Published: 2001

SUP 5.1 Application and purpose

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SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

As Published: 2004

SUP 12.4 What must a firm do when it appoints an appointed representative or an EEA tied agent?

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SUP 6.3 Applications for variation of permission

As Published: 2001

SUP 6.3 Applications for variation of permission

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LR 12.4 Purchase of own equity shares

As Published: 2007

LR 12.4 Purchase of own equity shares

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PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

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LR 5.4 Restoring listing

As Published: 2005

LR 5.4 Restoring listing

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REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

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LR 15.4 Continuing obligations

As Published: 2007

LR 15.4 Continuing obligations

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SUP 12.9 Record keeping

As Published: 2004

SUP 12.9 Record keeping

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PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

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SUP 18.2 Insurance business transfers

As Published: 2004

SUP 18.2 Insurance business transfers

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PERG 10.2 General issues

As Published: 2006

PERG 10.2 General issues

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COLL 3.3 Units

As Published: 2007

COLL 3.3 Units

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COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

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DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)

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LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

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FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

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PERG 8.26 The investment must be a particular investment

As Published: 2005

PERG 8.26 The investment must be a particular investment

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DEPP 7.2 Interviews

As Published: 2007

DEPP 7.2 Interviews

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