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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 19.4 Open market options

As Published: 2007

COBS 19.4 Open market options

FIT 2.3 Financial soundness

As Published: 2001

FIT 2.3 Financial soundness

LR 12.5 Purchase of own securities other than equity shares

As Published: 2007

LR 12.5 Purchase of own securities other than equity shares

PR 5.6 Miscellaneous

As Published: 2007

PR 5.6 Miscellaneous

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

SYSC 13.1 Application

As Published: 2006

SYSC 13.1 Application

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

REC 2.11 Custody

As Published: 2004

REC 2.11 Custody

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

REC 3.7 Auditors

As Published: 2001

REC 3.7 Auditors

BIPRU 5.3 On balance sheet netting

As Published: 2007

BIPRU 5.3 On balance sheet netting

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

PR 3.2 Filing and publication of prospectus

As Published: 2005

PR 3.2 Filing and publication of prospectus

COBS 6.3 Disclosing information about services, fees and commission – packaged products

As Published: 2007

COBS 6.3 Disclosing information about services, fees and commission – packaged products

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

As Published: 2007

BIPRU 8.2 Scope and basic consolidation requirements for UK consolidation groups

REC 4.2C Control over a UK RIE

As Published: 2007

REC 4.2C Control over a UK RIE