Search Result

301 - 320 of 953 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

MCOB 5.7 Business loans

As Published: 2004

MCOB 5.7 Business loans

DTR 1A.3 FSA may require the publication of information

As Published: 2007

DTR 1A.3 FSA may require the publication of information

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

SUP 8.2 Introduction

As Published: 2003

SUP 8.2 Introduction

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

FEES 6.1 Application

As Published: 2005

FEES 6.1 Application

REC 3.22 Restriction of, or instruction to close out, open positions

As Published: 2001

REC 3.22 Restriction of, or instruction to close out, open positions

SUP 7.1 Application and purpose

As Published: 2001

SUP 7.1 Application and purpose

BIPRU 13.5 CCR standardised method

As Published: 2006

BIPRU 13.5 CCR standardised method

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

LR 8.5 Responsibilities of listed companies

As Published: 2007

LR 8.5 Responsibilities of listed companies

SUP 17.3 Reporting channels

As Published: 2007

SUP 17.3 Reporting channels

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

GEN 1.3 Emergency

As Published: 2003

GEN 1.3 Emergency

REC 6A.1 Exercise of passport rights by EEA market operator

As Published: 2007

REC 6A.1 Exercise of passport rights by EEA market operator

COLL 3.3 Units

As Published: 2007

COLL 3.3 Units