Search Result

261 - 280 of 894 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

As Published: 2007

COBS 16.6 Communications to clients - life insurance, long term care insurance and income withdrawals

FIT 1.3 Assessing fitness and propriety

As Published: 2003

FIT 1.3 Assessing fitness and propriety

PR 2.5 Omission of information

As Published: 2005

PR 2.5 Omission of information

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

SUP 5.5 Duties of firms

As Published: 2007

SUP 5.5 Duties of firms

PERG 13.7 The territorial application of MiFID

As Published: 2007

PERG 13.7 The territorial application of MiFID

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

FEES 2.3 Relieving Provisions

As Published: 2006

FEES 2.3 Relieving Provisions

MAR 5.7 Pre-trade transparency requirements for shares

As Published: 2007

MAR 5.7 Pre-trade transparency requirements for shares

LR 18.4 Continuing obligations

As Published: 2006

LR 18.4 Continuing obligations

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

SUP 4.3 Appointment of actuaries

As Published: 2004

SUP 4.3 Appointment of actuaries

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2007

DEPP 6.6 Financial penalties for late and incomplete submission of reports

SUP 11.4 Requirements on firms

As Published: 2004

SUP 11.4 Requirements on firms

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

MCOB 9.9 Disclosure after sale: home reversion plans

As Published: 2006

MCOB 9.9 Disclosure after sale: home reversion plans

REC 4.8 The section 298 procedure

As Published: 2007

REC 4.8 The section 298 procedure