Search Result

161 - 180 of 755 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

MAR 1.3 Market abuse (insider dealing)

As Published: 2005

MAR 1.3 Market abuse (insider dealing)

DEPP 4.1 Executive decision maker

As Published: 2007

DEPP 4.1 Executive decision maker

MAR 5.3 Trading process requirements

As Published: 2007

MAR 5.3 Trading process requirements

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

PERG 9.3 The definition

As Published: 2005

PERG 9.3 The definition

PR 4.2 Third country issuers

As Published: 2005

PR 4.2 Third country issuers

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

DTR 4.4 Exemptions

As Published: 2007

DTR 4.4 Exemptions

SYSC 10.1 Application

As Published: 2006

SYSC 10.1 Application

PERG 4.6 Advising on regulated mortgage contracts

As Published: 2006

PERG 4.6 Advising on regulated mortgage contracts

GENPRU 1.3 Valuation

As Published: 2006

GENPRU 1.3 Valuation

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

REC 3.8 Financial and other information

As Published: 2001

REC 3.8 Financial and other information

PR App 3.1

As Published: 2005

PR App 3.1

DTR 5.4 Aggregation of managed holdings

As Published: 2007

DTR 5.4 Aggregation of managed holdings

LR 8.2 When a sponsor must be appointed or its assistance obtained

As Published: 2007

LR 8.2 When a sponsor must be appointed or its assistance obtained