Search Result

81 - 100 of 755 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 12.3 Purchase from a related party

As Published: 2005

LR 12.3 Purchase from a related party

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

LR 10.4 Class 2 requirements

As Published: 2005

LR 10.4 Class 2 requirements

LR 12.1 Application

As Published: 2005

LR 12.1 Application

PERG 2.7 Activities: a broad outline

As Published: 2006

PERG 2.7 Activities: a broad outline

LR 4.4 Miscellaneous

As Published: 2007

LR 4.4 Miscellaneous

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

As Published: 2004

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

SUP 13A.9 The precautionary measure rule for incoming EEA firms

As Published: 2007

SUP 13A.9 The precautionary measure rule for incoming EEA firms

PERG 2.6 Specified investments: a broad outline

As Published: 2005

PERG 2.6 Specified investments: a broad outline

BIPRU 3.2 The central principles of the standardised approach to credit risk

As Published: 2006

BIPRU 3.2 The central principles of the standardised approach to credit risk

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

COLL 3.2 The instrument constituting the scheme

As Published: 2004

COLL 3.2 The instrument constituting the scheme

BIPRU 2.2 Internal capital adequacy standards

As Published: 2006

BIPRU 2.2 Internal capital adequacy standards

LR 3.2 Application for admission to listing

As Published: 2005

LR 3.2 Application for admission to listing

DTR 5.2 Acquisition or disposal of major proportions of voting rights

As Published: 2007

DTR 5.2 Acquisition or disposal of major proportions of voting rights

PR 1.1 Preliminary

As Published: 2005

PR 1.1 Preliminary

LR 17.4 [deleted]

As Published: 2006

LR 17.4 [deleted]

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

LR 8.7 Supervision of sponsors

As Published: 2005

LR 8.7 Supervision of sponsors