Search Result

41 - 60 of 867 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 7.3 Does the activity require authorisation?

As Published: 2006

PERG 7.3 Does the activity require authorisation?

PR App 1.1

As Published: 2005

PR App 1.1

COLL 8.3 Investor relations

As Published: 2006

COLL 8.3 Investor relations

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

LR 18.2 Requirements for listing

As Published: 2007

LR 18.2 Requirements for listing

COBS 4.12 Unregulated collective investment schemes

As Published: 2007

COBS 4.12 Unregulated collective investment schemes

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

COLL 6.7 Payments

As Published: 2005

COLL 6.7 Payments

LR 10.2 Classifying transactions

As Published: 2007

LR 10.2 Classifying transactions

COLL 6.3 Valuation and pricing

As Published: 2006

COLL 6.3 Valuation and pricing

PERG 2.8 Exclusions applicable to particular regulated activities

As Published: 2005

PERG 2.8 Exclusions applicable to particular regulated activities

REC 2.5 Systems and controls and conflicts

As Published: 2004

REC 2.5 Systems and controls and conflicts

PERG 8.17 Financial promotions concerning agreements for qualifying credit

As Published: 2005

PERG 8.17 Financial promotions concerning agreements for qualifying credit

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

RCB 2.3 Determination of registration

As Published: 2008

RCB 2.3 Determination of registration

REC 2.3 Financial resources

As Published: 2004

REC 2.3 Financial resources

PERG 8.36 Illustrative tables

As Published: 2005

PERG 8.36 Illustrative tables

LR 13.8 Other circulars

As Published: 2007

LR 13.8 Other circulars

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers