Search Result

161 - 180 of 889 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COBS 13.3 Contents of a key features document

As Published: 2007

COBS 13.3 Contents of a key features document

SUP 9.4 Reliance on individual guidance

As Published: 2001

SUP 9.4 Reliance on individual guidance

PERG 4.10 Exclusions applying to more than one regulated activity

As Published: 2005

PERG 4.10 Exclusions applying to more than one regulated activity

LR 5.5 Miscellaneous

As Published: 2007

LR 5.5 Miscellaneous

DISP App 1.6 Valuing Relevant Benefits

As Published: 2004

DISP App 1.6 Valuing Relevant Benefits

PERG 5.1 Application and purpose

As Published: 2005

PERG 5.1 Application and purpose

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

DISP 1.10 Complaints reporting rules

As Published: 2007

DISP 1.10 Complaints reporting rules

PERG 4.16 Mortgage activities

As Published: 2005

PERG 4.16 Mortgage activities

PERG 10.5 Employers and affinity groups (such as trade unions)

As Published: 2006

PERG 10.5 Employers and affinity groups (such as trade unions)

PERG 4.3 Regulated activities related to mortgages

As Published: 2005

PERG 4.3 Regulated activities related to mortgages

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

DISP 2.7 Is the complainant eligible?

As Published: 2008

DISP 2.7 Is the complainant eligible?

CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

SUP 11.9 Changes in close links

As Published: 2004

SUP 11.9 Changes in close links

LR 15.2 Requirements for listing

As Published: 2007

LR 15.2 Requirements for listing

GEN 4.5 Statements about authorisation and regulation by the FSA

As Published: 2008

GEN 4.5 Statements about authorisation and regulation by the FSA

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

PERG 8.28 Advice or information

As Published: 2005

PERG 8.28 Advice or information

ICOBS 3.1 Distance marketing

As Published: 2007

ICOBS 3.1 Distance marketing