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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 8.4 Invitation or inducement

As Published: 2005

PERG 8.4 Invitation or inducement

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LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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SUP 8.1 Application and purpose

As Published: 2003

SUP 8.1 Application and purpose

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PERG 7.7 Post-certification issues

As Published: 2005

PERG 7.7 Post-certification issues

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SUP 6.5 Ending authorisation

As Published: 2001

SUP 6.5 Ending authorisation

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TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

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LR 3.5 Block listing

As Published: 2007

LR 3.5 Block listing

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LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

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PERG 13.2 General

As Published: 2007

PERG 13.2 General

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PERG 13.4 Financial Instruments

As Published: 2007

PERG 13.4 Financial Instruments

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SUP 11.8 Changes in the circumstances of existing controllers

As Published: 2004

SUP 11.8 Changes in the circumstances of existing controllers

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FEES 6.2 Exemption

As Published: 2007

FEES 6.2 Exemption

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SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

As Published: 2001

SUP 12.6 Continuing obligations of firms with appointed representatives or EEA tied agents

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SUP 6.4 Applications for cancellation of permission

As Published: 2004

SUP 6.4 Applications for cancellation of permission

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LR 3.3 Equity securities

As Published: 2007

LR 3.3 Equity securities

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LR 3.4 Debt and other securities

As Published: 2007

LR 3.4 Debt and other securities

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FEES 4.2 Obligation to pay periodic fees

As Published: 2006

FEES 4.2 Obligation to pay periodic fees

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FEES 3.1 Introduction

As Published: 2005

FEES 3.1 Introduction

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COLL 6.9 Independence, names and UCITS business restrictions

As Published: 2006

COLL 6.9 Independence, names and UCITS business restrictions

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