Search Result

881 - 900 of 1034 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 13.7 Circulars about purchase of own equity securities

As Published: 2007

LR 13.7 Circulars about purchase of own equity securities

BIPRU 9.6 Implicit support

As Published: 2007

BIPRU 9.6 Implicit support

COBS 9.3 Guidance on assessing suitability

As Published: 2007

COBS 9.3 Guidance on assessing suitability

COBS 3.7 Providing clients with a higher level of protection

As Published: 2007

COBS 3.7 Providing clients with a higher level of protection

LR 9.3 Continuing obligations - holders

As Published: 2006

LR 9.3 Continuing obligations - holders

LR 13.3 Contents of all circulars

As Published: 2007

LR 13.3 Contents of all circulars

DEPP 3.3 Straightforward decisions

As Published: 2007

DEPP 3.3 Straightforward decisions

BIPRU 13.8 Securities financing transactions

As Published: 2006

BIPRU 13.8 Securities financing transactions

MIPRU 2.1 Application and purpose

As Published: 2006

MIPRU 2.1 Application and purpose

COBS 1.1 The general application rule

As Published: 2007

COBS 1.1 The general application rule

MIPRU 1.1 Application

As Published: 2006

MIPRU 1.1 Application

LR 19.1 Application

As Published: 2005

LR 19.1 Application

REC 5.1 Introduction and legal background

As Published: 2001

REC 5.1 Introduction and legal background

ICOBS 2.4 Record-keeping

As Published: 2008

ICOBS 2.4 Record-keeping

PERG 4.9 Agreeing to carry on a regulated activity

As Published: 2005

PERG 4.9 Agreeing to carry on a regulated activity

BIPRU 4.7 The IRB approach: Equity exposures

As Published: 2007

BIPRU 4.7 The IRB approach: Equity exposures

COBS 3.1 Application

As Published: 2007

COBS 3.1 Application

COBS 16.5 Quotations for surrender values

As Published: 2007

COBS 16.5 Quotations for surrender values

REC 3.19 Investigations

As Published: 2001

REC 3.19 Investigations

REC 3.12 Legal proceedings

As Published: 2001

REC 3.12 Legal proceedings