Search Result

821 - 840 of 1039 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 4.13 Other exemptions

As Published: 2005

PERG 4.13 Other exemptions

COBS 4.2 Fair, clear and not misleading communications

As Published: 2007

COBS 4.2 Fair, clear and not misleading communications

LR 18.1 Application

As Published: 2005

LR 18.1 Application

PERG 7.5 When is it appropriate to apply for a certificate?

As Published: 2005

PERG 7.5 When is it appropriate to apply for a certificate?

DTR 1.2 Modifying rules and consulting the FSA

As Published: 2005

DTR 1.2 Modifying rules and consulting the FSA

LR 3.1 Application

As Published: 2005

LR 3.1 Application

COBS 16.4 Statements of client designated investments or client money

As Published: 2007

COBS 16.4 Statements of client designated investments or client money

DTR 1B.2 Modifying rules and consulting the FSA

As Published: 2008

DTR 1B.2 Modifying rules and consulting the FSA

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

As Published: 2001

SUP 14.7 Cancellation of a top-up permission to carry on regulated activities outside the scope of the Single Market Directives

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

SYSC 13.5 Risk management terms

As Published: 2007

SYSC 13.5 Risk management terms

SUP 8.4 Reliance on waivers

As Published: 2001

SUP 8.4 Reliance on waivers

MCOB 7.5 Mortgages: statements

As Published: 2004

MCOB 7.5 Mortgages: statements

SUP 3.3 Appointment of auditors

As Published: 2004

SUP 3.3 Appointment of auditors

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

As Published: 2006

MCOB 13.3 Dealing fairly with customers in arrears: policy and procedures

COBS 16.3 Periodic reporting

As Published: 2007

COBS 16.3 Periodic reporting

MCOB 13.8 Home purchase plans

As Published: 2006

MCOB 13.8 Home purchase plans

ICOBS 5.2 Statement of demands and needs

As Published: 2008

ICOBS 5.2 Statement of demands and needs

COBS 21.2 Principles for firms engaged in linked long-term insurance business

As Published: 2007

COBS 21.2 Principles for firms engaged in linked long-term insurance business

ICOBS 6.2 Pre-contract information: general insurance contracts

As Published: 2008

ICOBS 6.2 Pre-contract information: general insurance contracts