Search Result

61 - 80 of 826 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

GENPRU 2.1 Calculation of capital resources requirements

As Published: 2006

GENPRU 2.1 Calculation of capital resources requirements

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

SUP 13.4 Providing cross border services into another EEA State

As Published: 2001

SUP 13.4 Providing cross border services into another EEA State

COBS 15.2 The right to cancel

As Published: 2007

COBS 15.2 The right to cancel

BIPRU 1.1 Application

As Published: 2006

BIPRU 1.1 Application

SUP 16.12 Integrated Regulatory Reporting

As Published: 2006

SUP 16.12 Integrated Regulatory Reporting

PERG 10.4A The application of EU Directives

As Published: 2006

PERG 10.4A The application of EU Directives

COBS 4.7 Direct offer financial promotions

As Published: 2007

COBS 4.7 Direct offer financial promotions

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

COBS 11.3 Client order handling

As Published: 2007

COBS 11.3 Client order handling

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

PERG 7.4 Does the article 54 exclusion apply?

As Published: 2006

PERG 7.4 Does the article 54 exclusion apply?

SUP 15.8 Notification in respect of particular products and services

As Published: 2001

SUP 15.8 Notification in respect of particular products and services

PERG 13.1 Introduction

As Published: 2007

PERG 13.1 Introduction

PERG 13.3 Investment Services and Activities

As Published: 2007

PERG 13.3 Investment Services and Activities

SUP 12.2 Introduction

As Published: 2001

SUP 12.2 Introduction

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

COBS 19.2 Personal pensions, FSAVCs and AVCs

As Published: 2007

COBS 19.2 Personal pensions, FSAVCs and AVCs