Search Result

381 - 400 of 425 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

As Published: 2005

COLL 6.6 Powers and duties of the scheme, the authorised fund manager, and the depositary

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

As Published: 2008

ICOBS 6.3 Pre- and post-contract information: pure protection contracts

SYSC 9.1 General rules on record-keeping

As Published: 2007

SYSC 9.1 General rules on record-keeping

DEPP 1.2 Introduction to statutory notices

As Published: 2007

DEPP 1.2 Introduction to statutory notices

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

As Published: 2006

COLL 6.5 Appointment and replacement of the authorised fund manager and the depositary

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

PR 5.3 Certificate of approval

As Published: 2007

PR 5.3 Certificate of approval

REC 2.2 Method of satisfying the recognition requirements

As Published: 2004

REC 2.2 Method of satisfying the recognition requirements

REC 3.2 Form and method of notification

As Published: 2001

REC 3.2 Form and method of notification

DISP App 1.3 Remortgaging

As Published: 2008

DISP App 1.3 Remortgaging

REC 6.3 Recognition requirements

As Published: 2004

REC 6.3 Recognition requirements

REC 2.13 Promotion and maintenance of standards

As Published: 2004

REC 2.13 Promotion and maintenance of standards

PERG 14.8 Financial promotions

As Published: 2006

PERG 14.8 Financial promotions

SUP 17.4 Information in transaction reports

As Published: 2007

SUP 17.4 Information in transaction reports

COBS 2.3 Inducements

As Published: 2007

COBS 2.3 Inducements

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

PERG 8.11 Types of exemption under the Financial Promotion Order

As Published: 2005

PERG 8.11 Types of exemption under the Financial Promotion Order

REC 2.14 Rules and consultation

As Published: 2004

REC 2.14 Rules and consultation

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

COBS 13.3 Contents of a key features document

As Published: 2007

COBS 13.3 Contents of a key features document