Search Result

341 - 360 of 901 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

FEES 6.5 Compensation costs

As Published: 2006

FEES 6.5 Compensation costs

COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

SUP 3.1 Application

As Published: 2001

SUP 3.1 Application

GEN 4.2 Purpose

As Published: 2003

GEN 4.2 Purpose

BIPRU 9.5 Synthetic securitisation

As Published: 2007

BIPRU 9.5 Synthetic securitisation

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

SUP 9.2 Making a request for individual guidance

As Published: 2005

SUP 9.2 Making a request for individual guidance

PERG 9.11 Frequently Asked Questions

As Published: 2005

PERG 9.11 Frequently Asked Questions

LR 9.5 Transactions

As Published: 2007

LR 9.5 Transactions

SUP 16.6 Compliance reports

As Published: 2001

SUP 16.6 Compliance reports

DTR 1A.3 FSA may require the publication of information

As Published: 2007

DTR 1A.3 FSA may require the publication of information

COLL 8.4 Investment and borrowing powers

As Published: 2006

COLL 8.4 Investment and borrowing powers

FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

CASS 5.1 Application

As Published: 2004

CASS 5.1 Application

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

BIPRU 8.1 Application

As Published: 2006

BIPRU 8.1 Application

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

PRIN 4.1 Principles: MiFID business

As Published: 2007

PRIN 4.1 Principles: MiFID business

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants