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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

PERG 13.5 Exemptions from MiFID

As Published: 2007

PERG 13.5 Exemptions from MiFID

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SUP 15.4 Notified persons

As Published: 2006

SUP 15.4 Notified persons

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GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

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GEN 5.1 Application and purpose

As Published: 2003

GEN 5.1 Application and purpose

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APER 3.1 Introduction

As Published: 2005

APER 3.1 Introduction

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LR 6.1 Application

As Published: 2005

LR 6.1 Application

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COND 2.5 Threshold condition 5: Suitability

As Published: 2004

COND 2.5 Threshold condition 5: Suitability

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COLL 5.4 Stock lending

As Published: 2007

COLL 5.4 Stock lending

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SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

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GENPRU 1.2 Adequacy of financial resources

As Published: 2006

GENPRU 1.2 Adequacy of financial resources

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BIPRU 5.6 Master netting agreements

As Published: 2006

BIPRU 5.6 Master netting agreements

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BIPRU 9.5 Synthetic securitisation

As Published: 2007

BIPRU 9.5 Synthetic securitisation

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PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

As Published: 2005

PERG 2.9 Regulated activities: exclusions applicable in certain circumstances

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LR 17.1 Application

As Published: 2005

LR 17.1 Application

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FEES 5.1 Application and Purpose

As Published: 2005

FEES 5.1 Application and Purpose

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CASS 6.2 Holding of client assets

As Published: 2007

CASS 6.2 Holding of client assets

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COLL 1.1 Applications and purpose

As Published: 2007

COLL 1.1 Applications and purpose

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REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

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PERG 2.11 What to do now ?

As Published: 2007

PERG 2.11 What to do now ?

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SUP 4.5 Provisions applicable to all actuaries

As Published: 2004

SUP 4.5 Provisions applicable to all actuaries

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