Search Result

241 - 260 of 824 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

SUP 17.1 Application

As Published: 2007

SUP 17.1 Application

REC 6A.2 Removal of passport rights from EEA market operator

As Published: 2007

REC 6A.2 Removal of passport rights from EEA market operator

PR 2.2 Format of prospectus

As Published: 2005

PR 2.2 Format of prospectus

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

As Published: 2002

SUP 16.8 Persistency reports from insurers and data reports on stakeholder pensions

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

As Published: 2006

FEES 4.3 Periodic fee payable by firms (other than ICVCs and UCITS qualifiers)

SYSC 6.2 Internal audit

As Published: 2007

SYSC 6.2 Internal audit

GENPRU 3.1 Application

As Published: 2006

GENPRU 3.1 Application

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

DEPP 6.6 Financial penalties for late and incomplete submission of reports

As Published: 2007

DEPP 6.6 Financial penalties for late and incomplete submission of reports

LR 11.1 Related party transactions

As Published: 2005

LR 11.1 Related party transactions

SUP 12.7 Notification requirements

As Published: 2002

SUP 12.7 Notification requirements

RCB 4.2 Enforcement powers and penalties

As Published: 2008

RCB 4.2 Enforcement powers and penalties

REC 2.4 Suitability

As Published: 2004

REC 2.4 Suitability

SUP 18.1 Application

As Published: 2001

SUP 18.1 Application

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

As Published: 2006

BIPRU 4.3 The IRB approach: Provisions common to different exposure classes

PERG 5.12 Link between activities and the United Kingdom

As Published: 2005

PERG 5.12 Link between activities and the United Kingdom

SYSC 13.3 Other related Handbook sections

As Published: 2007

SYSC 13.3 Other related Handbook sections

SUP 3.4 Auditors' qualifications

As Published: 2007

SUP 3.4 Auditors' qualifications

APER 1.2 Purpose

As Published: 2007

APER 1.2 Purpose

DTR 1B.1 Application and purpose (Corporate governance)

As Published: 2008

DTR 1B.1 Application and purpose (Corporate governance)