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REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading

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REC 2.8 Settlement and clearing services

As Published: 2004

REC 2.8 Settlement and clearing services

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CASS 6.4 Use of financial instruments

As Published: 2007

CASS 6.4 Use of financial instruments

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PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

As Published: 2005

PERG 9.9 The investment condition : the 'satisfaction test' (section 236(3)(b) of the Act)

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PR 1.2 Requirement for a prospectus and exemptions

As Published: 2005

PR 1.2 Requirement for a prospectus and exemptions

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CASS 5.4 Non-statutory client money trust

As Published: 2004

CASS 5.4 Non-statutory client money trust

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COBS 14.2 Providing product information to clients

As Published: 2007

COBS 14.2 Providing product information to clients

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LR 16.4 Requirements with continuing application

SUP 6.4 Applications for cancellation of permission

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LR 10.2 Classifying transactions

MAR 1.3 Market abuse (insider dealing)

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PERG 10.5 Employers and affinity groups (such as trade unions)

SUP 5.6 Confidential information and privilege

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SYSC 14.1 Application

PERG 13.2 General

REC 2.6 General safeguards for investors, provision of pre and post-trade information about share trading and suspension and removal of financial instruments from trading