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To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

As Published: 2005

PERG 9.8 The investment condition : the 'expectation test' (section 236(3)(a) of the Act)

PERG 4.12 Appointed representatives

As Published: 2005

PERG 4.12 Appointed representatives

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

As Published: 2005

PERG 8.15 Financial promotions by members of the professions (articles 55 and 55A)

GEN 1.2 Referring to approval by the FSA

As Published: 2005

GEN 1.2 Referring to approval by the FSA

FEES 6.7 Payment of levies

As Published: 2008

FEES 6.7 Payment of levies

PERG 8.5 In the course of business

As Published: 2005

PERG 8.5 In the course of business

SUP 13.2 Introduction

As Published: 2001

SUP 13.2 Introduction

REC 4.2B Exercise of passport rights by a UK RIE

As Published: 2007

REC 4.2B Exercise of passport rights by a UK RIE

DEPP 2.2 Warning notices and first supervisory notices

As Published: 2007

DEPP 2.2 Warning notices and first supervisory notices

DEPP 7.1 Application and purpose

As Published: 2007

DEPP 7.1 Application and purpose

RCB 3.6 Fees and other matters

RCB 3.6 Fees and other matters

SUP 21.1 Form of waiver for energy market participants

As Published: 2003

SUP 21.1 Form of waiver for energy market participants

LR 4.3 Approval and publication of listing particulars

As Published: 2005

LR 4.3 Approval and publication of listing particulars

LR 2.1 Preliminary

As Published: 2005

LR 2.1 Preliminary

CRED 9.2 General requirements

As Published: 2004

CRED 9.2 General requirements

DTR 7.1 Audit committees

As Published: 2008

DTR 7.1 Audit committees

TC 3.1 Record-keeping requirements

As Published: 2007

TC 3.1 Record-keeping requirements

PERG 2.1 Application and purpose

As Published: 2005

PERG 2.1 Application and purpose