Search Result

201 - 220 of 825 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

SYSC 2.2 Recording the apportionment

As Published: 2001

SYSC 2.2 Recording the apportionment

MCOB 2.8 Record keeping

As Published: 2006

MCOB 2.8 Record keeping

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

SUP 15.6 Inaccurate, false or misleading information

As Published: 2005

SUP 15.6 Inaccurate, false or misleading information

LR 5.2 Cancelling listing

As Published: 2007

LR 5.2 Cancelling listing

DEPP 5.1 Settlement decision makers

As Published: 2007

DEPP 5.1 Settlement decision makers

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

As Published: 2007

SUP 7.2 The FSA's powers to set individual requirements on its own initiative

COLL 4.3 Approvals and notifications

As Published: 2006

COLL 4.3 Approvals and notifications

SUP 13.3 Establishing a branch in another EEA State

As Published: 2001

SUP 13.3 Establishing a branch in another EEA State

COLL 6.4 Title and registers

As Published: 2004

COLL 6.4 Title and registers

COLL 8.2 Constitution

As Published: 2007

COLL 8.2 Constitution

SYSC 6.1 Compliance

As Published: 2006

SYSC 6.1 Compliance

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

RCB 2.2 Applying for registration

As Published: 2008

RCB 2.2 Applying for registration

LR 8.4 Role of a sponsor: transactions

As Published: 2007

LR 8.4 Role of a sponsor: transactions

DISP 1.3 Complaints handling rules

As Published: 2003

DISP 1.3 Complaints handling rules

MCOB 9.9 Disclosure after sale: home reversion plans

As Published: 2006

MCOB 9.9 Disclosure after sale: home reversion plans

PERG 7.6 Applications for a certificate

As Published: 2007

PERG 7.6 Applications for a certificate

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver

As Published: 2007

BIPRU 8.4 CAD Article 22 groups and investment firm consolidation waiver