Search Result

241 - 260 of 618 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

ICOBS 4.1 General requirements for insurance intermediaries

As Published: 2007

ICOBS 4.1 General requirements for insurance intermediaries

COLL 8.5 Powers and responsibilities

As Published: 2006

COLL 8.5 Powers and responsibilities

SUP 8.3 Applying for a waiver

As Published: 2002

SUP 8.3 Applying for a waiver

SUP 13A.1 Application and purpose

As Published: 2005

SUP 13A.1 Application and purpose

APER 4.1 Statement of Principle 1

As Published: 2005

APER 4.1 Statement of Principle 1

FIT 1.2 Introduction

As Published: 2007

FIT 1.2 Introduction

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

As Published: 2004

COLL 7.4 Winding up an AUT and terminating a sub-fund of an AUT

SUP 14.2 Changes to branch details

As Published: 2001

SUP 14.2 Changes to branch details

SUP 14.3 Changes to cross border services

As Published: 2002

SUP 14.3 Changes to cross border services

COBS 4.9 Financial promotions with an overseas element

As Published: 2007

COBS 4.9 Financial promotions with an overseas element

LR 14.3 Continuing obligations

As Published: 2006

LR 14.3 Continuing obligations

TC 2.1 Assessing and maintaining competence

As Published: 2002

TC 2.1 Assessing and maintaining competence

PERG 5.13 Appointed representatives

As Published: 2005

PERG 5.13 Appointed representatives

INSPRU 8.2 Special provisions for Lloyd's

As Published: 2006

INSPRU 8.2 Special provisions for Lloyd's

COBS 21.1 Application

As Published: 2007

COBS 21.1 Application

LR 17.3 Requirements with continuing application

As Published: 2006

LR 17.3 Requirements with continuing application

MAR 1.6 Market abuse (manipulating transactions)

As Published: 2005

MAR 1.6 Market abuse (manipulating transactions)

SUP 6.1 Application and purpose

As Published: 2004

SUP 6.1 Application and purpose

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

ICOBS 4.4 Commission disclosure for commercial customers

As Published: 2008

ICOBS 4.4 Commission disclosure for commercial customers