Search Result

241 - 260 of 871 items.
Results filter

Search Term(s)

Filter by Modules

Filter by Documents

Filter by Keywords

Effective Period

Similar To

To access the FCA Handbook Archive choose a date between 1 January 2001 and 31 December 2004 (From field only).

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

As Published: 2001

REC 4.5 FSA supervision of action by UK recognised bodies under their default rules

MIPRU 3.2 Professional indemnity insurance requirements

As Published: 2006

MIPRU 3.2 Professional indemnity insurance requirements

SUP 17.2 Making transaction reports

As Published: 2007

SUP 17.2 Making transaction reports

COLL 6.2 Dealing

As Published: 2005

COLL 6.2 Dealing

REC 3.3 Waivers

As Published: 2001

REC 3.3 Waivers

PERG 8.7 Engage in investment activity

As Published: 2005

PERG 8.7 Engage in investment activity

LR 1.4 Miscellaneous

As Published: 2005

LR 1.4 Miscellaneous

REC 1.2 Purpose, status and quotations

As Published: 2004

REC 1.2 Purpose, status and quotations

REC 3.24 Transfers of ownership

As Published: 2007

REC 3.24 Transfers of ownership

PR 3.1 Approval of prospectus

As Published: 2005

PR 3.1 Approval of prospectus

INSPRU 7.1 Application

As Published: 2006

INSPRU 7.1 Application

LR 10.8 Miscellaneous

As Published: 2007

LR 10.8 Miscellaneous

CRED 7.2 Investment

As Published: 2003

CRED 7.2 Investment

COBS 12.2 Investment research

As Published: 2007

COBS 12.2 Investment research

COND 2.3 Threshold condition 3: Close links

As Published: 2004

COND 2.3 Threshold condition 3: Close links

SUP 13.5 Notices of intention

As Published: 2001

SUP 13.5 Notices of intention

REC 2.16 Complaints

As Published: 2004

REC 2.16 Complaints

PERG 8.10 Types of financial promotion

As Published: 2005

PERG 8.10 Types of financial promotion

BIPRU 2.3 Interest rate risk in the non-trading book

As Published: 2006

BIPRU 2.3 Interest rate risk in the non-trading book

DISP 1.6 Complaints time limit rules

As Published: 2008

DISP 1.6 Complaints time limit rules